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P

PFG

Nasdaq

PRINCIPAL FINANCIAL GROUP INC

Latest disclosureSeptember 29, 2026
Insider score Why 0?
0/ 100
Qualifying buys · 30d
$0

0 purchases · 7 sales

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Insider transactions 121

Limited filing history
All121Buying0Selling7Other114
Filters

Last 30 daysNo qualifying insider buying. No qualifying insider sales.

114 of 121 trades · March 27, 2026 – September 25, 2026Incomplete history: this shows the filings imported so far, not every filing ever made. Dates are trade dates. Filters affect this table only.

Showing the first 6 of 20 trades on this page.

Award disclosed

Jonathan Auerbach

Director

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Mary E. Beams

Director

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Claudio Muruzabal

Director

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Diane C. Nordin

Director

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Blair Pickerell

Director

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Clare Stack Richer

Director

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

H. Elizabeth Mitchell

Director

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Miller Jocelyn Carter

Director

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Alfredo Rivera

Director

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Alfredo Rivera

Director

Common Stock

Derivative security · not the ordinary share price.

Value context
$2.75K
Reported price
$114.77 / derivative unit
Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Timothy W. Brown

EVP, General Counsel and Sec

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Vivek Agrawal

EVP & Chief Growth Officer

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Wee Yee Cheong

President - Asia & Middle East

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Christopher J. Littlefield

President - RIS

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Kenneth A. McCullum

EVP - Chief Risk Officer

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Joel Pitz

EVP & CFO

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Joel Pitz

EVP & CFO

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Kamal Bhatia

President and CEO - PAM

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Kathleen B. Kay

EVP-Chief Information Officer

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Award disclosed

Amy Christine Friedrich

President - Benefits & Protect

Common Stock

Value context
Non-cash award
Reported price
Award · no purchase price
Understand this price

The filing reports a zero transaction price for this award. It does not mean the awarded securities have no market value.

Traded September 25, 2026Filed September 29, 2026SEC filing
Reporting insiderSecurity / transactionAmount / priceValueTraded / disclosedSource
DirectorCommon StockGrant or award161Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
DirectorCommon StockGrant or award105Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
DirectorCommon StockGrant or award97Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
DirectorCommon StockGrant or award211Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
DirectorCommon StockGrant or award273Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
DirectorCommon StockGrant or award138Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
DirectorCommon StockGrant or award78Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
DirectorCommon StockGrant or award648Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
DirectorCommon StockGrant or award113Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
DirectorCommon StockGrant or awardDerivative units24$114.77 / derivative unit$2.75KSep 25Filed Sep 29 · 4d laterSEC filing
EVP, General Counsel and SecCommon StockGrant or award163Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
EVP & Chief Growth OfficerCommon StockGrant or award226Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
President - Asia & Middle EastCommon StockGrant or award354Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
President - RISCommon StockGrant or award538Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
EVP - Chief Risk OfficerCommon StockGrant or award71Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
EVP & CFOCommon StockGrant or award226Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
EVP & CFOCommon StockGrant or award2Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
President and CEO - PAMCommon StockGrant or award415Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
EVP-Chief Information OfficerCommon StockGrant or award383Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing
President - Benefits & ProtectCommon StockGrant or award577Award · no purchase priceNon-cash awardSep 25Filed Sep 29 · 4d laterSEC filing

Showing the latest 20 of 114 trades. Show all 114 trades

Congress transactions 4

All Congress filings
Purchase disclosed

Principal Financial Group Inc - Common Stock · Stock

The filing reports a purchase for the member.

AAAlan ArmstrongReporting Senate member
Reported amount
$1,001 – $15,000Reported range; exact amount not disclosed.
Trade date
March 27, 2026
Filed July 21, 2026 · 116d laterOriginal report
Sale disclosed

Principal Financial Group Inc (PFG) · Stock

The filing reports a sale for a spouse.

Lisa McClain official portraitLisa McClainReporting House member
Reported amount
$1,001 – $15,000Reported range; exact amount not disclosed.
Trade date
October 31, 2025
Filed November 21, 2025 · 21d laterOriginal report
Purchase disclosed

Principal Financial Group Inc (PFG) · Stock

The filing reports a purchase for a spouse.

Lisa McClain official portraitLisa McClainReporting House member
Reported amount
$1,001 – $15,000Reported range; exact amount not disclosed.
Trade date
October 30, 2025
Filed November 21, 2025 · 22d laterOriginal report
Sale disclosed

Principal Financial Group Inc (PFG) · Stock

The filing reports a sale for a spouse.

Lisa McClain official portraitLisa McClainReporting House member
Reported amount
$1,001 – $15,000Reported range; exact amount not disclosed.
Trade date
October 30, 2025
Filed November 21, 2025 · 22d laterOriginal report
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Why this buying score?

No qualifying common-equity purchases

No eligible common-equity purchase is public by this cutoff within 180 transaction-date days. Other instruments, exercises and routine activity do not contribute purchase points.

+0 pts

This score describes qualifying insider purchases at issuer level. Read the methodology

Sources and coverage

Limited filing history · Market-wide discovery does not establish complete company history. View coverage
Source
SEC EDGAR · Form 4
Issuer CIK
0001126328
Latest public acceptance
Sep 29, 2026, 08:48 PM UTC
Score calculated
Oct 8, 2026, 12:05 AM UTC
Parser
form4-parser-1.5
Classifier
form4-classifier-1.1
Scoring methodology
insider-experimental-1.1
Availability
Public filing time, not trade date

Open a transaction's SEC filing for the primary evidence. A code P may describe an open-market or private purchase; classification is not proof of intent.

Insider activity can have many explanations. Signal Strength is not a probability of profit or a recommendation to trade.