Skip to content
Whale Atlas — Follow the signal.
Home
FULL RECORDS
Search insider filingsAll Congress filings
MORE TOOLS
WatchlistGold IntelligencePeopleCharts & technicalsCompany financialsOfficial newsMy saved workspace
YOUR RESEARCH
HomeSearch insider filingsAll Congress filings
More research tools
ExploreGold IntelligencePeopleInvestigate an ideaCharts & technicalsMore evidenceCompany financialsOfficial newsMy research & helpWatchlistMy saved workspaceLearn the basicsHow signals workData & coverage
RESOURCES
LearnMethodologyData sources
Built on public evidence.

Primary sources. Clear reasoning.
No black boxes.

Our approach
Public research workspacev1.0

Loading data…Scanning SEC filings…Checking Congress reports…Following the signal…

HomeSearchCongressWatchlist
© 2026 Whale AtlasFree public-filing research. Not financial advice. By using this site you agree to the Terms of Use.
FAQCompare trackersMethodologyData & correctionsTermsPrivacy
Back to Home
C

CAT

NYSE

CATERPILLAR INC

Latest disclosureOctober 1, 2026
Insider score Why 8?
8/ 100
Qualifying buys · 30d
$0

1 purchases · 35 sales

Price by TradingViewDelayed quote from TradingView, for viewing only. It does not power Whale Atlas scores or alerts. If the quote does not load, open the TradingView link.

Insider transactions 102

Limited filing history
All102Buying1Selling35Other66
Filters

Last 30 daysNo qualifying insider buying. No qualifying insider sales.

66 of 102 trades · March 26, 2026 – September 30, 2026Incomplete history: this shows the filings imported so far, not every filing ever made. Dates are trade dates. Filters affect this table only.

Showing the first 6 of 20 trades on this page.

Award disclosed

Lynn J. Good

Director

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$24.63K
Reported price
$821.01 / derivative unit
Traded September 30, 2026Filed October 1, 2026SEC filing
Award disclosed

David MacLennan

Director

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$22.99K
Reported price
$821.01 / derivative unit
Traded September 30, 2026Filed October 1, 2026SEC filing
Award disclosed

Jason Kaiser

Group President

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$9.04K
Reported price
$821.58 / derivative unit
Traded September 25, 2026Filed September 28, 2026SEC filing
Award disclosed

Kyle Joseph Epley

Chief Financial Officer

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$9.04K
Reported price
$821.58 / derivative unit
Traded September 25, 2026Filed September 28, 2026SEC filing
Award disclosed

Kyle Joseph Epley

Chief Financial Officer

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$5.75K
Reported price
$821.58 / derivative unit
Traded September 25, 2026Filed September 28, 2026SEC filing
Award disclosed

Joseph E. Creed

Chief Executive Officer

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$15.61K
Reported price
$821.58 / derivative unit
Traded September 25, 2026Filed September 28, 2026SEC filing
Exercise or conversion

Joseph E. Creed

Chief Executive Officer

Common Stock

Value context
$9.76M
Reported price
$219.76 / share
Traded August 28, 2026Filed September 1, 2026SEC filing
Tax or exercise withholding

Joseph E. Creed

Chief Executive Officer

Common Stock

Value context
$9.76M
Reported price
$812.98 / share
Traded August 28, 2026Filed September 1, 2026SEC filing
Exercise or conversion

Joseph E. Creed

Chief Executive Officer

Employee Stock options

Derivative security · not the ordinary share price.

Value context
Not a separate purchase
Exercise / conversion price
$219.76 exercise / conversion price
Understand this price

This row records an option exercise or conversion. The derivative transaction price is separate from the exercise price; it is not the stock's market price. Its row value is not shown as another stock purchase.

Traded August 28, 2026Filed September 1, 2026SEC filing
Award disclosed

Kyle Joseph Epley

Chief Financial Officer

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$9.04K
Reported price
$821.93 / derivative unit
Traded August 26, 2026Filed August 27, 2026SEC filing
Award disclosed

Kyle Joseph Epley

Chief Financial Officer

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$5.75K
Reported price
$821.93 / derivative unit
Traded August 26, 2026Filed August 27, 2026SEC filing
Award disclosed

Jason Kaiser

Group President

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$9.04K
Reported price
$821.93 / derivative unit
Traded August 26, 2026Filed August 27, 2026SEC filing
Award disclosed

Joseph E. Creed

Chief Executive Officer

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$15.62K
Reported price
$821.93 / derivative unit
Traded August 26, 2026Filed August 27, 2026SEC filing
Award disclosed

Kyle Joseph Epley

Chief Financial Officer

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$4.44K
Reported price
$888.73 / derivative unit
Traded July 24, 2026Filed July 27, 2026SEC filing
Award disclosed

Kyle Joseph Epley

Chief Financial Officer

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$6.22K
Reported price
$888.73 / derivative unit
Traded July 24, 2026Filed July 27, 2026SEC filing
Award disclosed

Jason Kaiser

Group President

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$8.89K
Reported price
$888.73 / derivative unit
Traded July 24, 2026Filed July 27, 2026SEC filing
Award disclosed

Joseph E. Creed

Chief Executive Officer

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$16K
Reported price
$888.73 / derivative unit
Traded July 24, 2026Filed July 27, 2026SEC filing
Award disclosed

David MacLennan

Director

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$23.22K
Reported price
$1,055.33 / derivative unit
Traded June 30, 2026Filed July 1, 2026SEC filing
Award disclosed

Jason Kaiser

Group President

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$4.99K
Reported price
$997.47 / derivative unit
Traded June 26, 2026Filed June 29, 2026SEC filing
Award disclosed

Joseph E. Creed

Chief Executive Officer

Phantom Stock Units

Derivative security · not the ordinary share price.

Value context
$15.96K
Reported price
$997.47 / derivative unit
Traded June 26, 2026Filed June 29, 2026SEC filing
Reporting insiderSecurity / transactionAmount / priceValueTraded / disclosedSource
DirectorPhantom Stock UnitsGrant or awardDerivative units30$821.01 / derivative unit$24.63KSep 30Filed Oct 1 · 1d laterSEC filing
DirectorPhantom Stock UnitsGrant or awardDerivative units28$821.01 / derivative unit$22.99KSep 30Filed Oct 1 · 1d laterSEC filing
Group PresidentPhantom Stock UnitsGrant or awardDerivative units11$821.58 / derivative unit$9.04KSep 25Filed Sep 28 · 3d laterSEC filing
Chief Financial OfficerPhantom Stock UnitsGrant or awardDerivative units11$821.58 / derivative unit$9.04KSep 25Filed Sep 28 · 3d laterSEC filing
Chief Financial OfficerPhantom Stock UnitsGrant or awardDerivative units7$821.58 / derivative unit$5.75KSep 25Filed Sep 28 · 3d laterSEC filing
Chief Executive OfficerPhantom Stock UnitsGrant or awardDerivative units19$821.58 / derivative unit$15.61KSep 25Filed Sep 28 · 3d laterSEC filing
Chief Executive OfficerCommon StockOption exercise or conversion44,403$219.76 / share$9.76MAug 28Filed Sep 1 · 4d laterSEC filing
Chief Executive OfficerCommon StockExercise-price or tax withholding12,002$812.98 / share$9.76MAug 28Filed Sep 1 · 4d laterSEC filing
Chief Executive OfficerEmployee Stock optionsOption exercise or conversionDerivative units44,403$219.76 exercise / conversion priceNot a separate purchaseAug 28Filed Sep 1 · 4d laterSEC filing
Chief Financial OfficerPhantom Stock UnitsGrant or awardDerivative units11$821.93 / derivative unit$9.04KAug 26Filed Aug 27 · 1d laterSEC filing
Chief Financial OfficerPhantom Stock UnitsGrant or awardDerivative units7$821.93 / derivative unit$5.75KAug 26Filed Aug 27 · 1d laterSEC filing
Group PresidentPhantom Stock UnitsGrant or awardDerivative units11$821.93 / derivative unit$9.04KAug 26Filed Aug 27 · 1d laterSEC filing
Chief Executive OfficerPhantom Stock UnitsGrant or awardDerivative units19$821.93 / derivative unit$15.62KAug 26Filed Aug 27 · 1d laterSEC filing
Chief Financial OfficerPhantom Stock UnitsGrant or awardDerivative units5$888.73 / derivative unit$4.44KJul 24Filed Jul 27 · 3d laterSEC filing
Chief Financial OfficerPhantom Stock UnitsGrant or awardDerivative units7$888.73 / derivative unit$6.22KJul 24Filed Jul 27 · 3d laterSEC filing
Group PresidentPhantom Stock UnitsGrant or awardDerivative units10$888.73 / derivative unit$8.89KJul 24Filed Jul 27 · 3d laterSEC filing
Chief Executive OfficerPhantom Stock UnitsGrant or awardDerivative units18$888.73 / derivative unit$16KJul 24Filed Jul 27 · 3d laterSEC filing
DirectorPhantom Stock UnitsGrant or awardDerivative units22$1,055.33 / derivative unit$23.22KJun 30Filed Jul 1 · 1d laterSEC filing
Group PresidentPhantom Stock UnitsGrant or awardDerivative units5$997.47 / derivative unit$4.99KJun 26Filed Jun 29 · 3d laterSEC filing
Chief Executive OfficerPhantom Stock UnitsGrant or awardDerivative units16$997.47 / derivative unit$15.96KJun 26Filed Jun 29 · 3d laterSEC filing

Showing the latest 20 of 66 trades. Show all 66 trades

Congress transactions 6

All Congress filings
Purchase disclosed

Caterpillar, Inc. Common Stock (CAT) · Stock

The filing reports a purchase for a joint account.

Tim Walberg official portraitTim WalbergReporting House member
Reported amount
$15,001 – $50,000Reported range; exact amount not disclosed.
Trade date
February 7, 2025
Filed June 3, 2026 · 481d laterOriginal report
Partial sale disclosed

Caterpillar, Inc. Common Stock (CAT) · Stock

The filing reports a partial sale for the member.

Jared Moskowitz official portraitJared MoskowitzReporting House member
Reported amount
$1,001 – $15,000Reported range; exact amount not disclosed.
Trade date
March 31, 2026
Filed April 30, 2026 · 30d laterOriginal report
Purchase disclosed

Caterpillar Inc · Stock

The filing reports a purchase for a joint account.

John Boozman official portraitJohn BoozmanReporting Senate member
Reported amount
$1,001 – $15,000Reported range; exact amount not disclosed.
Trade date
January 29, 2026
Filed February 15, 2026 · 17d laterOriginal report
Purchase disclosed

Caterpillar, Inc. Common Stock · Stock

The filing reports a purchase for a joint account.

Markwayne Mullin official portraitMarkwayne MullinReporting Senate member
Reported amount
$15,001 – $50,000Reported range; exact amount not disclosed.
Trade date
December 29, 2025
Filed January 16, 2026 · 18d laterOriginal report
Purchase disclosed

Caterpillar, Inc. Common Stock (CAT) · Stock

The filing reports a purchase for the member.

Gilbert Cisneros official portraitGilbert CisnerosReporting House member
Reported amount
$1,001 – $15,000Reported range; exact amount not disclosed.
Trade date
November 18, 2025
Filed December 15, 2025 · 27d laterOriginal report
Purchase disclosed

Caterpillar, Inc. Common Stock (CAT) · Stock

The filing reports a purchase for the member.

Gilbert Cisneros official portraitGilbert CisnerosReporting House member
Reported amount
$1,001 – $15,000Reported range; exact amount not disclosed.
Trade date
October 17, 2025
Filed November 18, 2025 · 32d laterOriginal report
Explore furtherTechnical lab Company financials Test a strategy Compare company

Why this buying score?

Qualifying common-equity purchase value

$54,802 of common-equity purchase value after transaction-age decay across 180 days.

+6 pts

Distinct buying groups

1 distinct reporting-owner group(s). Joint rows count once; identity is not proof of discretion.

+2 pts

This score describes qualifying insider purchases at issuer level. Read the methodology

Sources and coverage

Limited filing history · Market-wide discovery does not establish complete company history. View coverage
Source
SEC EDGAR · Form 4
Issuer CIK
0000018230
Latest public acceptance
Oct 1, 2026, 09:15 PM UTC
Score calculated
Oct 8, 2026, 12:03 AM UTC
Parser
form4-parser-1.5
Classifier
form4-classifier-1.1
Scoring methodology
insider-experimental-1.1
Availability
Public filing time, not trade date

Open a transaction's SEC filing for the primary evidence. A code P may describe an open-market or private purchase; classification is not proof of intent.

Insider activity can have many explanations. Signal Strength is not a probability of profit or a recommendation to trade.